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• 23:52, 2 August 2026 WikiSysopIG talk contribs created page Financial Industry Regulatory Authority (Created page with "The '''Financial Industry Regulatory Authority''' ('''FINRA''') is an American self-regulatory organization (SRO) responsible for overseeing broker-dealers and securities professionals operating in the United States. Established on 30 July 2007 through the consolidation of the regulatory functions of the National Association of Securities Dealers (NASD) and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange, FINRA operat...") Tag: Visual edit